Dysergonomic risks and musculoskeletal injuries in mine operators
Riesgos
disergonómicos y lesiones musculoesqueléticas en operadores mineros
Mario Fernando Rivera-Escobar
Universidad Regional Autónoma de Los Andes. UNIANDES,
Ambato – Ecuador
https://orcid.org/0000-0001-6878-2756
ABSTRACT
The
objective of this study was to analyze the dysergonomic risks and
musculoskeletal injuries in mining operators of a private company.
Methodologically, the study was descriptive with a non-experimental design. The
study population consisted of a total of 116 workers in the operative area.
Once the research and analysis of results obtained through the questionnaires
ISO TR 12295:2014 and standardized Nordic questionnaire for the perception of
musculoskeletal symptoms has been developed, it is concluded that there is a
clear relationship between dysergonomic risks and musculoskeletal injuries
presented by the workers of the company Minervilla S.A. Since the correlation
between these variables was demonstrated through the application of Fisher's
exact test. The existence of musculoskeletal injuries is confirmed, since
66.30% of the workers suffer from discomfort or discomfort in the lumbar region
or back.
Descriptors: health policy; mental stress; emotions. (Source:
UNESCO Thesaurus).
RESUMEN
Se tiene por objetivo analizar los riesgos disergonómicos y lesiones
musculoesqueléticas en operadores mineros de una empresa privada.
Metodológicamente fue descriptiva con diseño no experimental. La población de
estudio se constituye con un total de 116 trabajadores del área operativa. Una
vez que se ha desarrollado la investigación y análisis de resultados obtenidos
mediante los cuestionarios ISO TR 12295:2014 y cuestionario nórdico
estandarizado para la percepción de síntomas musculoesqueléticos se concluye
que, existe una clara relación entre riesgos disergonómicos y lesiones
musculoesqueléticas que presentan los trabajadores la empresa Minervilla S.A.
Puesto que se demostró la correlación entre estas variables mediante la
aplicación de la prueba exacta de Fisher. Se confirma la existencia de lesiones
musculoesqueléticas, puesto que el 66,30% de los trabajadores padece de
molestias o disconfort en la región lumbar o espalda.
Descriptores: política de la salud; estrés mental;
afectividad. (Fuente: Tesauro UNESCO).
Research articles
section
INTRODUCTION
Musculoskeletal disorders are defined as injuries to
muscles, tendons, ligaments, joints, nerves and discs that are caused or
aggravated by our actions and/or environment that does not follow safe and
healthy work practices; which, produces the most important problems in
occupational health being in turn, indisputable cause of job abandonment
(Traynor, et al. 2015). This allows analyzing dysergonomic risk factors
and musculoskeletal pain in mining operators, who must adapt to the task
entrusted to them, not knowing the correct posture to adopt when working in
front of a machine or mining equipment for more than two continuous hours
during a workday (Carlisle, et al. 2014).
In this sense; it is essential to have an adequate
management of both the work environment and human resources. This situation has
led to the development of certain sciences such as ergonomics, which is
dedicated to the study and design of adaptation strategies, both in workers and
machinery, according to the needs of the workplace, the development of these
sciences has made possible the early diagnosis of occupational diseases, as
well as the design of strategies to prevent ailments caused by dysergonomic
risks (Dempsey, et al. 2018), (Sen, et al. 2020), (Dempsey, et
al. 2017).
In accordance with the above; the objective is to
analyze the dysergonomic risks and musculoskeletal injuries in mining operators
of a private company.
METHOD
Methodologically, the research was descriptive
with a non-experimental design. The study population consisted of a total of
116 workers from the operational area working inside the mine of the Minervilla
S.A. company.
The questionnaires to be used will be the
Technical Report ISO TR 12295: 2014 and the Nordic Standardized questionnaire
of perception of musculoskeletal symptoms (de-Almeida, et al. 2017).
The analysis of the ISO/TR 12295-2014 method,
represents the initial observation of study to determine the musculoskeletal
disorder (MSD) of occupational origin, because in risk identification, several
methodological elements are used, which lead to initially estimate the absence
or presence of ergonomic risk in the working day, in addition, the working
conditions and precautionary measures for the performance of tasks are
determined. Therefore, the
identification of hazards was executed under 5 axes with a total of 11
questions (Table 1).
Table 1. Questionnaire for the identification
of ergonomic hazards.
Identificación de peligro por: |
No. de preguntas |
Detalle |
Levantamiento de cargas |
3 |
Observación de tareas, peso y frecuencia con que se levantan cargas. |
Transporte de cargas |
1 |
Tareas que requieran transporte de cargas superiores a 3kg |
Empuje y tracción de cargas |
3 |
Verificación de tareas que requieren arrastre o empuje, los objetos
arrastrados poseen ruedas, frecuencia de arrastre de objetos. |
Movimientos repetitivos de la extremidad superior |
2 |
Tiempo de repetición de las tareas. |
Posturas y movimientos forzados |
2 |
Existencia de posturas estáticas con fuerza extrema de alguna parte del
cuerpo. |
Source: Own elaboration.
It should be noted that, for the risk
management procedure and analysis of results, each axis is analyzed
independently, based on the answers to the questions that compose it. In order
to estimate the existence of dysergonomic risk in any axis, it is necessary
that all the questions that compose it are affirmative, otherwise, if there is
only one negative answer, the absence of dysergonomic danger is discerned.
The standardized Nordic questionnaire of
perception of musculoskeletal symptoms is also used. This is a tool that helps
to detect musculoskeletal symptomatology prematurely, before occupational
diseases occur, given its eminently preventive character. It uses questions
based on the clinical symptoms presented by workers, mainly those who are
subjected to physical demands of biomechanical origin (Table 2).
Table 2. Structure of the
Nordic standardized questionnaire for the perception of musculoskeletal
symptoms.
Composición |
Sección |
Detalle |
Cuestionario General: detección simple, basado en la percepción del
encuestado, respecto de molestias, dolor o disconfort. |
Primera |
1. Datos generales: fecha de realización, peso, año de nacimiento,
sexo, tiempo actividad, y horas de trabajo. 2. ¿En algún momento durante los últimos 12 meses, ha tenido problemas
(dolor, molestias, disconfort)? -Incluye una gráfica del cuerpo humano para señalar áreas afectadas. |
Segunda: Aplica solo si en la pregunta de la primera sección existe una
respuesta afirmativa. |
1. ¿En algún momento durante los últimos 12 meses ha tenido impedimento
para hacer su trabajo normal (en casa o fuera de casa) debido a sus
molestias? 2. ¿Ha tenido problemas en cualquier momento de estos últimos 7 días? |
|
3 cuestionarios específicos: inducen al análisis profundo de las
molestias existentes derivadas del impacto laboral. |
Espalda baja |
Los tres cuestionarios constan de 8 preguntas donde se examina de forma
minuciosa las afecciones, para ello se verifica si ha existido
hospitalización por el dolor, cambio de trabajo o rol, tiempo de molestia en
los últimos 12 meses, consecuencias en el trabajo o el hogar, concurrencia
con un profesional de salud y molestias en los últimos 7 días. |
Cuello |
||
Hombros |
Source:
Own elaboration.
Process
for obtaining results
The association of musculoskeletal affectations with
the dysergonomic risks developed by the mining operator personnel of the
company Minervilla S.A, was evaluated through the technical criteria of ISO TR
12295:2014 that estimates the presence or absence of dysergonomic hazards,
through the consideration of the 5 axes previously detailed, with which the
presence or absence of ergonomic risks will be estimated.
Once the presence of dysergonomic hazards has been
verified, the standardized Nordic questionnaire was applied in order to
determine the exact musculoskeletal ailments that the workers of Minervilla
S.A. suffer or could suffer. With this questionnaire, sociodemographic data,
discomfort, pain or discomfort in the organs of locomotion, working hours, among
other issues included in the standardized Nordic questionnaire of perception of
musculoskeletal symptoms were obtained (See Table 2). Aspects related to the
distribution of personnel by work areas, gender, laterality, age, working time,
and musculoskeletal symptomatologies were also
identified.
With the results obtained from both questionnaires,
the variables with negative impact are analyzed and related by means of
Fisher's exact test, where the probability value will be verified to be lower
than alpha (p < α=), in order to verify the association between dysergonomic hazards and
musculoskeletal ailments.
In this way, the company Minervilla S.A. is offered
a current situational diagnosis on dysergonomic hazards and musculoskeletal
ailments so that the company can design a long-term strategic plan to prevent
such disorders derived from the work activity and an annual action plan, which
will facilitate the use of resources necessary for the health and welfare of
workers, and simultaneously improve the company's productivity.
RESULTS
The 100% of those surveyed are male, and 73%
of the workers are occupationally categorized as field workers, followed by
22.5% as mine and quarry operators and only 4.5% as drilling assistants. With
regard to age, it can be seen that there is a mostly young population, as 49.4%
of the workers are between 19 and 26 years old, followed by workers between 27
and 34 years old, who represent 32.6%, then there is a significant decrease in
older workers, with a range between 35 and 42 years old representing 16.9% and
finally those over 43 years old only 1.1%.
Another factor that stands out is the time
they have worked in the company, since 73.1% of the workers have not worked for
more than one year, only 19.1% of the employees have worked for the company for
four years, 5.6% of the workers have worked for 5 to 7 years, and finally, the
remaining 2.20% represent those who have worked for the company for 8 to 10
years.
The hours of work per week are variable among
the employees, mainly 80.9% of them work from 40 to 45 hours, in a lower range
of 13.5% there is a work period of 46 to 51 hours, followed by 4.5% of
personnel working from 52 to 57, concluding with a percentage of 1.1% who meet
or exceed 58 hours of work per week.
With reference to the level of education, the
majority of workers have primary education (96.6%) and the rest have secondary
education (3.4%). As a last parameter of analysis, the marital status of those
surveyed is presented, with a higher percentage of people who maintain a free
union with 58.4%, and a smaller number of married and single employees with
58.4% and 31.5% respectively.
Table 3. Identification of the ergonomic
hazard.
Estimación del riesgo |
||||
Presencia |
Ausencia |
|||
Recuento |
Porcentaje |
Recuento |
Porcentaje |
|
Levantamiento de cargas |
85 |
95,5% |
4 |
4,5% |
Posturas y movimientos forzados |
79 |
88,76% |
10 |
11,24% |
Transporte de cargas |
21 |
23,6% |
68 |
76,4% |
Movimientos repetitivos de la extremidad superior |
14 |
15,73% |
75 |
84,27% |
Empuje y tracción de cargas |
10 |
11,2% |
79 |
88,8% |
Source:
Own elaboration.
With the results shown in Table 3, through the
application of the ISO TR 12295:2014 questionnaire, it is initially deduced the
presence of dysergonomic hazards in the company Minervilla S.A., where the axis
of lifting loads is one of the most dangerous, since 95.5% of the operators
indicate that among their work there are manual tasks in which they must lift,
deposit or hold objects, same that regularly exceed 3kg and, such tasks are
frequently performed in the workplace; which implies a direct occupational risk
for employees.
Subsequently, it is inferred that the axis of
postures and forced movements also constitutes an ergonomic hazard, since 88.8%
of those surveyed responded affirmatively to the presence of harmful conditions
related to static postures of the trunk and/or extremities that include the use
of extreme force, in addition to working in dynamic postures of the trunk,
head, arms or other parts of the body.
On the other hand, the absence of ergonomic hazards
in the other axes is determined, since there is a considerable decrease in the
percentage of hazards. In the transport of loads there is 23.6% of danger, due
to the fact that the manual lifting or lowering of loads greater than 3kg are
not transported at distances greater than 1 meter. Consequently, the axis of
repetitive movements of the upper extremity represents 15.73% of danger, due to
the absence of tasks that involve repetitive movement of the shoulders, wrists,
elbows or hands and, if there is any activity of this type, it does not last
more than one hour of the working day.
Finally, the axis with the least impact is the
pushing and pulling of loads, which indicates 11.2% of danger, the result is
due to the fact that the tasks that involve dragging or pushing objects
manually, have sufficient facilities for workers through the use of cages, wheelbarrows,
pallet trucks, among others. It should be noted that manual dragging or pushing
activities are not frequently performed, and that the appropriate machinery is
mainly used.
In summary, it is determined that there are two
indicators of dysergonomic risks for the operating personnel, the risk factors
are: lifting loads and postures and forced movements, in which a high
percentage of critical conditions that lead to a significant and unacceptable
risk were evidenced. While with a low percentage are the factors of load
transport, repetitive movements of the upper extremity and pushing and pulling
loads, which present acceptable working conditions.
Once the presence of dysergonomic risk has been
estimated and the risk factors have been identified, it is necessary to observe
the possible musculoskeletal consequences derived from these factors. In this
regard, the results of the application of the standardized Nordic questionnaire
for the perception of musculoskeletal symptoms are presented below.
Another factor that stands out is the time they have
worked in the company, since 73.1% of the workers have not worked more than one
year, only 19.1% of the employees have had a fourth year of activities, 5.6% of
the workers have worked from 5 to 7 years and, finally, the remaining 2.20%
represent the people who have worked 8 to 10 years in the company.
The hours of work per week are variable among the
employees, mainly 80.9% of them work from 40 to 45 hours, in a lower range of
13.5% there is a work period of 46 to 51 hours, followed by 4.5% of personnel
working from 52 to 57, concluding with a percentage of 1.1% who meet or exceed
58 hours of work per week.
With reference to the level of education, the
majority of workers have primary education (96.6%) and the rest have secondary
education (3.4%). The last parameter of analysis is the marital status of the
respondents, with a higher percentage of people who are in a free union with
58.4%, and lesser numbers of married and single employees with 58.4% and 31.5%
respectively.
Table
4. Detection of problems in the organs of locomotion.
Existencia de padecimiento |
||||
Si |
No |
|||
Recuento |
Porcentaje |
Recuento |
Porcentaje |
|
Espalda baja (región lumbar) |
59 |
66,30% |
30 |
33,70% |
Cuello |
28 |
31,46% |
61 |
68,54% |
Hombros |
23 |
25,84% |
66 |
74,16% |
Espalda alta (región dorsal) |
20 |
22,5% |
69 |
77,5% |
Muñeca |
18 |
20,2% |
71 |
79,8% |
Rodillas |
15 |
16,9% |
74 |
83,1% |
Cadera / piernas |
11 |
12,4% |
78 |
87,6% |
Tobillos y pies |
11 |
12,4% |
78 |
87,6% |
Codos |
7 |
7,9% |
82 |
92,1% |
Source: Own elaboration.
Table
4 shows that there were 59 affirmative answers to the single question of the
general questionnaire (section one). That is to say, 66.29% of the workers
affirmed having or having had pain, discomfort or discomfort in any of the
locomotion organs during the last 12 months. Therefore, according to the
responses collected, the most affected body area among the workers is the lower
back or lumbar area, since 66.29% of the workers state that they have pain or
discomfort in this area. This is followed by the neck with 31.46%, the
shoulders with 25.84%, the upper back or dorsal region with 22.5%, wrists with
20.2% and, finally, the body parts with the least discomfort are the knees with
16.9%, hips, legs, ankles and feet with 12.4% and elbows with 7.9%.
Given
that 59 affirmative answers to section one of the general questionnaire have been
evidenced, it is essential that the second section of the general questionnaire
be applied to this group, where the existence of problems in the locomotor
apparatus and the consequences caused will be ascertained. Therefore, the following table
shows the results obtained.
Table
5. Consequences of pain or discomfort in the musculoskeletal apparatus.
Problema |
Existencia del
problema |
|||
Si |
No |
|||
Recuento |
Porcentaje |
Recuento |
Porcentaje |
|
¿En algún momento
durante los últimos 12 meses ha tenido impedimento
para hacer su trabajo normal (en casa o fuera de casa)
debido a sus molestias? |
59 |
100% |
0 |
0% |
¿Ha tenido problemas
en cualquier momento de estos últimos 7 días? |
43 |
72,88% |
16 |
27,12% |
Source: Own elaboration.
Considering the results of Table 5, it is
confirmed that the various musculoskeletal ailments have disrupted the normal
development of work and daily activities of the workers of the company
Minervilla S.A. Since, under the perception of the 59 workers, the presence of
musculoskeletal problems that have prevented the performance of their work
tasks or domestic activities at some point in the last
12 months is confirmed. Also, 43 of the 49 workers said that they had been
limited in certain activities due to musculoskeletal problems in the last 7
days.
After
having analyzed the perception of the workers regarding problems, discomfort or
discomfort in some locomotion organs, it is discerned
that the most affected area of the workers is the lower back or lumbar area. It
should be noted that this condition has also deteriorated the quality of life
of the workers, since they have suffered limitations in their daily work
performance. Therefore, we proceeded with the application of the specific
questionnaire on the low back, in order to go deeper into the symptomatology,
functional impact, professional attention, among other aspects.
Table
6. Problems derived from pain or discomfort in the lower back (lumbar region).
Existencia del problema |
||||
Si |
No |
|||
Recuento |
Porcentaje |
Recuento |
Porcentaje |
|
Molestias en últimos 7 días. |
41 |
69,49% |
18 |
30,51% |
Impedimento para hacer actividades laborales, de
ocio o del hogar |
33 |
55,93% |
26 |
44,07% |
Concurrencia con el médico, fisioterapista u
otros |
11 |
18,64% |
48 |
81,86% |
Cambio de trabajo o deberes |
7 |
11,86% |
52 |
88,14% |
Hospitalización |
3 |
5,08% |
56 |
94,92% |
Source: Own elaboration.
Once
the specific questionnaire regarding problems in the lumbar spine was applied,
it was observed that the workers do indeed suffer from discomfort or discomfort
in this area, since 69.49% of those surveyed said that they had experienced
discomfort in the last 7 days. Consequently, 55.93% stated that they have been
limited in the performance of work, leisure or home activities. These two
variables allow inferring that musculoskeletal ailments of the lumbar region
should be treated immediately (Table 6).
Also,
it is evident that 18.64% of the workers have had recourse to a doctor,
physiotherapist or other professionals and, finally, 11.86% of those surveyed
have opted for a change of job or activities in the work center, and only 5.08%
have been hospitalized at some time due to lower back
discomfort.
Application
of Fisher's exact test
From
the results obtained from the application of the ISO TR 12295 questionnaire and
the standardized Nordic questionnaire, it is inferred that there is a
relationship between the variables: dysergonomic hazards and musculoskeletal
problems. In this sense, in order to ratify the association between these
qualitative variables, Fisher's exact test is used. Therefore, the variables
with the greatest impact that were previously examined will be used.
From
the ISO TR 12295 questionnaire, the existence of two dysergonomic hazards was
deduced: lifting loads and forced postures and movements. On the other hand, as
a result of the application of the standardized Nordic questionnaire, the
lumbar spine was determined as the main ailment. Therefore, the following null
and alternative hypotheses are proposed:
H_0:
The lumbar spine ailment of the workers is independent of the dysergonomic
danger of lifting loads.
H_1:
The lumbar spine condition of the workers is related to the dysergonomic hazard
of lifting loads.
Once
the statistical value of Fisher's exact test has been verified, it is
determined that the P-value is equal to 1.00, which is not a significant result
and as a consequence the null hypothesis is rejected.
H_0:
The lumbar spine condition of the workers is independent of the dysergonomic
danger of forced postures and movements.
H_1:
The lumbar spine condition of the workers is related to the dysergonomic hazard
of forced postures and movements.
DISCUSSION
In relation to the results obtained, (Neusa-Arenas, et al. 2019), assert that in Ecuador
there is a high rate of exposure of workers to dysergonomic risks derived from
industrialization processes, especially in the productive sector. Generally,
there is evidence of exposure to musculoskeletal injuries, due to the
conditions and posture in which people work, which causes absenteeism of
workers and work performance deficits. Early diagnosis of dysergonomic risks
and ailments in workers allows for better health care and prevention of other
occupational diseases.
The presence of occupational diseases derived from
dysergonomic hazards in the mining field is not the exception, since (Hermoza,
2016), states that, mining is one of the productive activities that provide
greater wealth to a country, however, subway mining work activities require
great effort for the operators, in addition to carrying several risk factors,
which make mining one of the most dangerous branches of work, since it
compromises health and safety.
In the mining industry, mining workers perform
repetitive movements with the shoulder, neck, wrist and elbow as often as four
times a minute. In addition, they manipulate weights greater than 40 kg one or
more times a day, situations that generate nervous fatigue, energy wear, and
musculoskeletal pain that is affecting bones, ligaments, joints, muscles,
tendons, blood vessels or nerves mainly (Balderas-López, et al.
2019).
In mining work, workers adopt working positions in
which one or several anatomical regions differ from
their natural function, limiting comfort and employing postures that involve hyperflexions, hyperextensions, and/or osteoarticular
hyper-rotations, thus inducing the production of overload injuries. Thus,
working positions such as trunk inclination, carrying heavy or
difficult-to-handle items, exposure to whole-body vibration and high frequency
of repeated movements of the lumbar spine influence the presence of pain in the
lumbar region, and intradiscal pressure in the lumbar spine (Sadeghi, et al.
2022).
Musculoskeletal disorders cause absenteeism due to
illness, worker dissatisfaction due to work overload and dissatisfaction with
salary incentives, and also have repercussions on the physical, mental and
social well-being of workers in the labor union. Ergonomic risks in turn have
an intrinsic impact on work performance, greatly diminishing their physical and
professional capabilities. This is corroborated by the results obtained in the
present research, where it is observed that more than 50% of workers have
musculoskeletal ailments, which have had repercussions on normal work
performance, in addition to affecting the development of daily or leisure
activities (Okello, et al. 2020).
CONCLUSION
Once the research and analysis of results obtained
through the questionnaires ISO TR 12295:2014 and standardized Nordic
questionnaire for the perception of musculoskeletal symptoms has been
developed, it is concluded that there is a clear relationship between
dysergonomic risks and musculoskeletal injuries presented by the workers of the
company Minervilla S.A. Since the correlation between these variables was
demonstrated through the application of Fisher's exact test. The existence of
musculoskeletal injuries is confirmed, since 66.30% of the workers suffer from
discomfort or discomfort in the lumbar region or lower back. This is due to the
adoption of working positions that cause one or more body regions to limit
their natural position of comfort, to adopt a position that generates
hyperextensions, hyperflexions and/or osteoarticular
hyper-rotations, leading to the production of overload injuries. In lesser impact
are injuries to the neck with 31.46%, shoulders with 25.84%, upper back with
22.5% and wrists with 20.2%; injuries that do not represent a major danger, but
should be kept under constant surveillance to avoid aggravating the health of
workers.
FINANCING
Non-monetary
CONFLICT
OF INTEREST
There is no conflict of
interest with persons or institutions linked to the research.
ACKNOWLEDGMENTS
Universidad Regional Autónoma de Los Andes.
UNIANDES, Ambato - Ecuador.
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